Regulation NMS

Results: 1042



#Item
901Investment / Finance / Regulation NMS / Securities Exchange Act / New York Stock Exchange / Market maker / NYSE Euronext / Order / Algorithmic trading / Financial markets / Financial economics / United States Securities and Exchange Commission

Microsoft Word - nyse012607.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-01-29 09:04:35
902Investment / Finance / Regulation NMS / United States Securities and Exchange Commission / Financial markets / Financial services / Order / Direct access trading / Electronic communication network / Stock market / Financial economics / Business

Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 09:32:16
903New York City / Regulation NMS / U.S. Securities and Exchange Commission / Investment / Stock exchange / New York Stock Exchange / Economy of the United States / Economy of New York City / NASDAQ

REGIS CORPORATION 7201 METRO BOULEVARD MINNEAPOLIS, MN[removed]7777 FAX[removed]March 19,2004 Jonathan G. Katz

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Source URL: www.sec.gov

Language: English - Date: 2004-03-25 14:19:50
904Finance / Stock market / United States Securities and Exchange Commission / Regulation NMS / Mathematical finance / Alternative Trading Systems / Order / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Investment

Proposed Rule: Regulation NMS

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Source URL: www.sec.gov

Language: English - Date: 2004-12-16 12:43:28
905Economics / Economy of the United States / Financial markets / Amerigroup / Finance / New York Stock Exchange / Regulation NMS / Stock exchange / Short / Financial economics / Stock market / Investment

Summary of Comments on Regulation NMS (File No. S7[removed]Testimony of Jeffrey L. McWaters, Chairman and CEO, AMERIGROUP Corporation Before the Securities and Exchange Commission April 1, 2004

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Language: English - Date: 2004-03-29 13:55:37
906Finance / Investment / Market data / Regulation NMS / Securities Exchange Act / Stock market / U.S. Securities and Exchange Commission / Financial markets / United States Securities and Exchange Commission / Financial economics

Financial Information Forum

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Source URL: www.sec.gov

Language: English - Date: 2004-03-29 13:40:38
907Stock market / Financial markets / United States Securities and Exchange Commission / Financial services / Regulation NMS / Order / Mutual fund / Securities market / Short / Financial economics / Investment / Finance

SEC Regulation NMS Hearing – April 21, 2004

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 09:34:16
908Investment / Financial markets / Business / Regulation NMS / Finance / Electronic communication network / Financial regulation / U.S. Securities and Exchange Commission / Securities Exchange Act / Stock market / United States Securities and Exchange Commission / Financial economics

March 25, 2004 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Re: File No. S7-10-04

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Source URL: www.sec.gov

Language: English - Date: 2004-03-29 11:03:52
909Regulation NMS / United States Securities and Exchange Commission / Finance / Financial markets / Order / Financial regulation / Best execution / Flash trading / Dark liquidity / Stock market / Financial economics / Investment

Good Morning. I am honored to have the opportunity to testify before the Commission this morning on behalf of AIM Investments and our 11 million shareholders. We commend the Commission on Regulation NMS and the valuable

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 10:22:23
910Regulation NMS / U.S. Securities and Exchange Commission / New York Stock Exchange / Government / Economy of the United States / United States / United States Securities and Exchange Commission / New Deal agencies / Corporate crime

N Y S E S P E C I A L I S T S .- 4P

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Source URL: www.sec.gov

Language: English - Date: 2004-03-25 14:23:22
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